Michelle KennedyMichelle Kennedy is President of Compass Compliance Services, LLC. Formerly Ms. Kennedy served as Vice President and Director of Compliance Platform Services for WealthTrust LLC, an investment management holding company with ten affiliated registered investment advisory firms. She worked with WealthTrust for three years conducting the annual reviews for all affiliates, providing compliance support, advising on performance composite maintenance, including adherence to GIPS standards and supporting firms’ onsite during SEC exams. Prior to joining WealthTrust, she was Vice President of Greenwood Capital Associates, a registered investment advisor. During her fifteen years with the firm, she was responsible for compliance, operations and performance composite maintenance and served as the firm’s Chief Compliance Officer for the last four years of her tenure. Ms. Kennedy is past president and founding member of the Advent User Group and has appeared as a panel member at various compliance related seminars. She received her B.S. and M.B.A. degrees from Clemson University and resides in Greenville, South Carolina.
Contact Information: (864) 271-8708

Mike HenryMichael Henry is a principal with Compass Compliance Services, LLC. He formerly served as General Counsel for WealthTrust LLC and as Chief Compliance Officer for several of WealthTrust’s affiliated registered investment advisory firms. His regulatory background in the investment management and securities brokerage industries spans over twenty years and includes experience on both the industry and regulatory sides. Prior to taking a position with WealthTrust, Mr. Henry was Compliance Director and Assistant General Counsel for a regional brokerage and investment management firm. Mr. Henry received his B.A. and J.D. from the University of Mississippi and resides in the Nashville, Tennessee area.
Contact Information: (615) 764-0244
Contact Information

Compass Compliance Services, LLC
Post Office Box 8694
Greenville, SC 29604
Office (864) 271-8708

Compass Compliance Services does not provide legal, tax, accounting or financial services.

© Compass Compliance Services, LLCPost Office Box 8694Greenville, South Carolina 29604(864) 271-8708