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Compass Compliance Services, LLC Michelle Kennedy Michael Henry SEC Compliance Reviews
Compass Compliance Services, LLC Michelle Kennedy Michael Henry SEC Compliance Reviews

About Us / Contact Information

Michelle KennedyMichelle Kennedy is President of Compass Compliance Services, LLC. Formerly Ms. Kennedy served as Vice President and Director of Compliance Platform Services for an investment management consolidating company with ten affiliated registered investment advisory firms. She worked with the investment advisory holding company for three years conducting the annual reviews for all affiliates, providing compliance support, advising on performance composite maintenance, including adherence to GIPS standards and supporting firms’ onsite during SEC exams. Prior to joining her last position, she was Vice President of Greenwood Capital Associates, a registered investment advisor. During her fifteen years with the firm, she was responsible for compliance, operations and performance composite maintenance and served as the firm’s Chief Compliance Officer for the last four years of her tenure. Ms. Kennedy is past president and founding member of the Advent User Group and has appeared as a panel member at various compliance related seminars. She received her B.S. and M.B.A. degrees from Clemson University and resides in Columbia, South Carolina.
Contact Information: (864) 271-8708   

Michael HenryMichael Henry is a principal with Compass Compliance Services, LLC. He formerly served as General Counsel for an investment management consolidating company and as Chief Compliance Officer for several of its affiliated registered investment advisory firms. His regulatory background in the investment management and securities brokerage industries spans over twenty five years and includes experience on both the industry and regulatory sides. Prior to his last position, Mr. Henry was Compliance Director and Assistant General Counsel for a regional brokerage and investment management firm. Mr. Henry received his B.A. and J.D. from the University of Mississippi and resides in the Nashville, Tennessee area.
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Contact Information

Compass Compliance Services, LLC
1546 Main Street, #203
Columbia, SC 29201
Office (864) 271-8708

Compass Compliance Services does not provide legal, tax, accounting or financial services.